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Walter Sparks

39 Years of Experience
Saint Louis, MO
Broker

Walter Sparks is a registered investment advisor at Raymond James & Associates, INC., based in Saint Louis, MO, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, Saint Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Walter is the owner of Brechnitz Group LLC, created for RJ Select, dedicating minimal time. Walter is also an author, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2006 - Present · 20 yrs 1 mo
Raymond James & Associates, INC.
April 2006 - Present · 20 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2006 - Present · 20 yrs 1 mo
Previous Registrations
Morgan Stanley
December 1998 - April 2006 · 7 yrs 4 mos
Morgan Stanley Dw INC.Broker
October 1994 - April 2006 · 11 yrs 6 mos
Everen Securities, INC.Broker
September 1990 - October 1994 · 4 yrs 1 mo
Blunt Ellis & Loewi IncorporatedBroker
June 1986 - September 1990 · 4 yrs 3 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.