Richard Marcus
Richard Marcus is a registered investment advisor at Wells Fargo Advisors, based in Woodland Hills, CA, with 31 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
21600 Oxnard St, 18th Fl, Tower I, Warner Center Towers, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2015Customer Dispute
November 2008Customer Dispute
August 2000Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
H.J. Meyers & CO., INC.Broker
Global Strategies Group, INC.Broker
Prudential Securities IncorporatedBroker
Columbus Financial, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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