Joann Semeraro
Joann Semeraro is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Melville, NY, with 39 years of industry experience. Joann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1895 Walt Whitman Rd Ste 6, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joann is an advisor at North Ridge Wealth Planning LLC since 2019, dedicating about 10-20% of her time to financial services. She also works as an insurance agent selling life, annuities, and long-term care insurance, and serves as a trustee to a family trust, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
North Ridge Securities CORP.Broker
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Liberty Securities CorporationBroker
Invest Financial CorporationBroker
Gna Securities, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Global Capital Securities, INC.Broker
State Registrations9 states
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