KC
KC

Kenneth Clyde

39 Years of Experience
Cool, CA
3 DisclosuresBroker

Kenneth Clyde is a registered investment advisor at LPL Financial LLC, based in Cool, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2007
Settled
Customer Dispute
March 2002
Closed-No Action
Regulatory
March 1987
Final
Other Business Activities

Kenneth operates under the DBA "Kenny Clyde Financial" for his LPL business. This activity is investment-related and occurs at reported business locations.

Employment History
Current Registrations
LPL Financial LLC
September 2024 - Present · 1 yr 8 mos
LPL Financial LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Geneos Wealth Management, INC.
September 2004 - September 2024 · 20 yrs
Geneos Wealth Management, INC.Broker
September 2004 - September 2024 · 20 yrs
Brecek & Young Advisors, INC.
December 2001 - September 2004 · 2 yrs 9 mos
Brecek & Young Advisors, INC.Broker
May 1999 - September 2004 · 5 yrs 4 mos
Birchtree Financial Services, INC.Broker
September 1997 - March 1999 · 1 yr 6 mos
Legend Equities CorporationBroker
July 1994 - August 1997 · 3 yrs 1 mo
Pension Planners Securities, INC.Broker
June 1992 - July 1994 · 2 yrs 1 mo
Ffp Securities, INC.Broker
June 1990 - March 1992 · 1 yr 9 mos
Metlife Securities INC.Broker
April 1990 - June 1990 · 2 mos
Ur Financial, INC.Broker
May 1987 - April 1990 · 2 yrs 11 mos
The Variable Annuity Marketing CompanyBroker
May 1986 - January 1987 · 8 mos
State Registrations7 states
AZCAHINENVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Clyde - Financial Advisor | TrueAdvisor