Frank Amelio is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Carlsbad, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 1995Employment Separation After Allegations
April 1994Customer Dispute
July 1993Other Business Activities
Frank operates under the DBA Focus Investment Advisors. He also provides investment advisory services through Focus Investment Advisors, spending about a quarter of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Focus Investment Advisors, INC
1st Global Advisors INC
1st Global Capital CORP.Broker
Mony Securities Corporation
Mony Securities CorporationBroker
Trusted Advisors
Trusted Securities Advisors CORP.Broker
Morgan Stanley Dw INC.Broker
Salomon Smith Barney INC.Broker
A. G. Edwards & Sons, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.