SB
SB

Samuel Brandwein

39 Years of Experience
Boca Raton, FL
Broker

Samuel Brandwein is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

595 South Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samuel is a board member and treasurer for the American Retirement Association, a non-profit organization. He spends minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2002 - June 2009 · 7 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2002 - June 2009 · 7 yrs 4 mos
Citistreet Equities LLCBroker
June 1996 - February 2002 · 5 yrs 8 mos
Smith Barney INC.Broker
September 1992 - June 1996 · 3 yrs 9 mos
Dean Witter Reynolds INC.Broker
May 1986 - August 1992 · 6 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.