Dean Fliss
Dean Fliss is a registered investment advisor at Global View Capital Management LLC, based in Waukesha, WI, with 39 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 3,959 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Advisory fees are shared by GVCM and FPI. All fees are negotiable at GVCM’s sole discretion. Up to 20 basis points may be credited back to the account depending upon the use of the Quantified mutual funds that are sub-advised by FPI for the portfolios. Advisory fees noted in the above schedules do not include the fee paid to IARs. Annual fees paid to an IAR cannot exceed 1.60%.
Fee Estimator
Location
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI, 53188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is involved in several business activities, including being the owner/sole proprietor of Fliss Enterprises and Global View Capital Partners, LLC. He also holds positions in Ridge Capital Ventures, Global View Capital Management, LLC, Global View Capital Insurance Services, LLC, Global View Capital Advisors, LLC, and Experior Financial Group, Inc., dedicating a significant amount of time to these ventures.
Employment History
Current Registrations
Global View Capital Management LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Investment Advisors International, INC.
Intersecurities, INC.
World Group Securities, INC.Broker
World Group Securities, INC.Broker
Wma Investment Advisors, INC. (wmaia)
Wma Securities, INC.Broker
Intersecurities, INC.Broker
First American National Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.