KB
KB

Kevin Brown

39 Years of Experience
Rochester, NY
Broker

Kevin Brown is a registered investment advisor at Raymond James & Associates, INC., based in Rochester, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 Meridian Centre, Suite 315, Rochester, NY, 14618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Raymond James & Associates, INC.
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
June 1987 - April 2007 · 19 yrs 10 mos
Great Lakes Equities CO.Broker
February 1987 - July 1987 · 5 mos
Michael C. Talley & CO., INC.Broker
April 1986 - March 1987 · 11 mos
State Registrations25 states
ALAZCACOCTFLGAIDINMAMEMINCNHNJNMNYOKPARISCTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kevin Brown - Financial Advisor | TrueAdvisor