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Carl Labruna is a registered investment advisor, based in Boca Raton, FL, with 38 years of industry experience.
Location
1300 North Federal Hwy, Ste 101, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Denied
Customer Dispute
August 2005Settled
Customer Dispute
November 2001Denied
Customer Dispute
September 2001Denied
Other Business ActivitiesSells Insurance
Carl is an independent insurance agent for various insurance companies, dedicating about 10-20% of his time to this activity. He also works full-time as an advisory representative of an RIA.
Employment History
Current Registrations
Cambridge Investment Research, INC.
April 2014 - Present · 12 yrs 3 mos
Cambridge Investment Research, INC.Broker
April 2014 - Present · 12 yrs 3 mos
Cambridge Investment Research Advisors, INC.
March 2014 - Present · 12 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2014 · 1 yr 3 mos
Chase Investment Services CORP.
July 2008 - October 2012 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
July 2008 - October 2012 · 4 yrs 3 mos
Wachovia Securities, LLC
April 2006 - June 2008 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
July 2005 - June 2008 · 2 yrs 11 mos
Wm Financial Services, INC.Broker
June 2004 - July 2005 · 1 yr 1 mo
Fiserv Investor Services, INC.Broker
April 2004 - June 2004 · 2 mos
Hsbc Brokerage (USA) INC.Broker
February 2002 - February 2004 · 2 yrs
Chase Investment Services CORP.Broker
April 1998 - February 2002 · 3 yrs 10 mos
Fechtor, Detwiler & CO., INC.Broker
June 1997 - April 1998 · 10 mos
Pmg Securities CorporationBroker
July 1996 - January 1997 · 6 mos
Nichols, Safina, Lerner & CO. INC.Broker
March 1996 - July 1997 · 1 yr 4 mos
Chemical Investment Services CORP.Broker
July 1995 - March 1996 · 8 mos
First Albany CorporationBroker
May 1995 - August 1995 · 3 mos
Financial Horizons Securities CorporationBroker
February 1993 - May 1995 · 2 yrs 3 mos
Citicorp Investment ServicesBroker
June 1992 - May 1995 · 2 yrs 11 mos
Citicorp Financial Services,inc.Broker
April 1991 - June 1992 · 1 yr 2 mos
Equico Securities, INC.Broker
April 1990 - April 1991 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
April 1990 - April 1991 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1986 - July 1989 · 3 yrs 3 mos
State Registrations7 states
FLMDNCNYOHTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.