Thomas Hoffman
Thomas Hoffman is a CFA-designated registered investment advisor at Netherby Advisors LLC, based in Trumbull, CT, with 13 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 10 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Netherby Advisors provides investment management services for a fee based on the value of your portfolio. The specific rate is negotiable and payable monthly. Netherby does not receive commissions or performance-based fees.
Location
Trumbull, CT
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Regulatory History (1)
Investigation
November 2006Other Business ActivitiesSells Insurance
Thomas is the Vice-Chair of the Board of Managers, Co-Chair of the Investment and Financial Management Committee, and a member of the Insurance and Risk Management Committee for Fairmount Cemetery Association. He dedicates a few hours per week to this non-investment related business.
Employment History
Current Registrations
Netherby Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.