DC
DC

Daniel Thomas Cauceglia

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
4 advisors
Number of Clients
127 clients
Average Client Portfolio
$455K average
Assets Under Management
$57.8M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.25%
$1.0M - $2.5M1.00%
$2.5M - $5.0M0.80%
$5M+0.70%

Fees are generally not negotiable; however, in certain circumstances, the Company may accept other negotiated rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5550 Glades Road, Suite 535, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is a member of Aventura Holdings, LLC, the holding company for Aventura Securities, LLC, Aventura Insurance Services, LLC, and Aventura Capital Management, LLC, dedicating full-time hours during trading hours. He is also a Managing Member of FlexMark Strategic Partners, LLC, General Partner of a Limited Partnership, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Aventura Securities, LLC
January 2007 - Present · 19 yrs 1 mo
Aventura Securities, LLCBroker
January 2007 - Present · 19 yrs 1 mo
Aventura Capital Management, LLC
December 2006 - Present · 19 yrs 2 mos
Previous Registrations
Aventura Capital Management, LLC
December 2006 - December 2010 · 4 yrs
Npa Asset Management, LLC
March 2005 - December 2006 · 1 yr 9 mos
Nationwide Planning Associates INC.Broker
April 2002 - December 2006 · 4 yrs 8 mos
1717 Capital Management CompanyBroker
February 1998 - December 1998 · 10 mos
MML Investors Services, INC.Broker
July 1997 - January 1998 · 6 mos
State Registrations26 states
ARCACOCTFLGAIAILINMAMDMEMINHNJNVNYORPARISCTXUTVAVTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.