Stephen Brophy
Stephen Brophy is a CFP, ChFC, PFS-designated registered investment advisor at Brophy Wealth Management, LLC, based in Bedford, NH, with 39 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 404 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brophy Wealth Management provides investment management services for an annual fee based on the value of your investments. This fee generally ranges from 0.75% to 1.25% per year for portfolios valued up to $2 million. For larger portfolios, the fee is negotiable. The total portfolio value may include assets from other members of your household, family, company 401k, or other individuals or institutions that they are connected with. The fee is calculated quarterly.
Location
40 South River Road, Bedford Place Unit 15, Bedford, NH, 03110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an agent with Brophy Wealth Management, LLC, offering various insurance products and fixed/indexed annuities, dedicating full-time hours during trading hours. He also serves as a board member overseeing finances for Saint Marie's Parish and as Treasurer for Saint Marie's Endowment Fund, Inc., spending minimal time on the latter.
Employment History
Current Registrations
Brophy Wealth Management, LLC
Apw Capital, INC.Broker
Previous Registrations
Brophy Wealth Management, LLC
Jefferson Pilot Securities CORP
Independent Advisers Group CORP
Lincoln Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.