DY
DY

Diane Yohn

31 Years of Experience
Minneapolis, MN
BrokerSells Insurance

Diane Yohn is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 31 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2701 University Ave Se, Minneapolis, MN, 55414

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Diane works as an agent/broker for North Star Consultants & North Star Brokerage, selling fixed insurance, and dedicates a few hours per week. She also works as an election judge and is the COO/Financial Professional for North Star Resource Group, spending minimal time on each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
January 2014 - August 2023 · 9 yrs 7 mos
Cri Securities, LLC
January 2014 - October 2021 · 7 yrs 9 mos
Securian Financial Services, INC.Broker
June 1996 - August 2023 · 27 yrs 2 mos
Cri Securities, LLCBroker
June 1996 - October 2021 · 25 yrs 4 mos
Mimlic Sales CorporationBroker
July 1986 - March 1988 · 1 yr 8 mos
State Registrations3 states
AZMNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diane Yohn - Financial Advisor | TrueAdvisor