JZ
JZ

John Zografos

40 Years of Experience
New York, NY
1 DisclosureBroker

John Zografos is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

280 Park Ave 27th & 29th Fls, New York, NY, 10017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Denied
Other Business Activities

John is the executor for his mother's estate since 2020, dedicating minimal time. He also owns rental property since 2021, with no duties and minimal time commitment.

Employment History
Current Registrations
Wells Fargo Advisors
July 2021 - Present · 5 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
February 2002 - January 2008 · 5 yrs 11 mos
Lehman Brothers INC.Broker
October 2000 - February 2002 · 1 yr 4 mos
Sg Cowen Securities CorporationBroker
July 1998 - October 2000 · 2 yrs 3 mos
Cowen & CO.Broker
April 1986 - July 1998 · 12 yrs 3 mos
State Registrations23 states
ALAZCACOCTDCDEFLILINMAMDNCNJNYOKORPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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