Charles Maxwell is a registered investment advisor, based in St. Petersburg, FL, with 39 years of industry experience.
Location
880 Carillon Parkway, St. Petersburg, FL, 33716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is approved to be an officer/director of one or more affiliates as needed, which is part of his normal routine with the broker/dealer.
Employment History
Current Registrations
Raymond James Financial Services, INC.
January 2019 - Present · 7 yrs 4 mos
Carillon Fund Distributors, INC.
January 2019 - Present · 7 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2019 - Present · 7 yrs 4 mos
Carillon Fund Distributors, INC.Broker
January 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, LLCBroker
February 2013 - December 2014 · 1 yr 10 mos
Morgan Keegan & Company, LLC
February 2013 - October 2013 · 8 mos
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
June 1986 - February 2013 · 26 yrs 8 mos
State Registrations1 state
TN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.