Gary Lavallee
Gary Lavallee is a ChFC-designated registered investment advisor at Silver Oak Securities, INC., based in East Longmeadow, MA, with 37 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
East Longmeadow, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is a Registered Representative and Investment Advisor Representative at Peak Wealth Advisors, spending about two-thirds of his time there. He also works with Gary Lavallee Insurance Services as a broker, providing fixed insurance products, business valuation, and exit planning services, taking about 10-20% of his time.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, Incorporated
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Royal Alliance Associates, INC.
Mjp Wealth Advisors
Royal Alliance Associates, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
MML Investors Services, LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
New England Securities Corporation
New England SecuritiesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Ffp Securities, INC.Broker
Chubb Securities CorporationBroker
New England SecuritiesBroker
Financial Securities Network,inc.Broker
MML Investors Services, INC.Broker
Cigna Securities, INC.Broker
New England SecuritiesBroker
John Hancock Distributors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.