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Barry Schmidt

Cambridge Investment Research Advisors, INC.
37 Years of Experience
Phoenix, AZ
1 DisclosureBroker
View SEC Summary
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Barry Schmidt is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Phoenix, AZ, with 37 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 North Central Avenue, 12th Floor, Phoenix, AZ, 85004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Barry is an advisory representative of a registered investment advisor (RIA). This activity is investment-related and takes about half of his time.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2010 - Present · 16 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Continuity Partners Group, LLCBroker
April 2016 - August 2017 · 1 yr 4 mos
LPL Financial CorporationBroker
October 2007 - September 2008 · 11 mos
LPL Financial Corporation
September 2007 - September 2008 · 1 yr
National Planning Corporation ("npc of America" in Fl & Ny)
September 2004 - June 2006 · 1 yr 9 mos
National Planning CorporationBroker
September 2004 - June 2006 · 1 yr 9 mos
Associated Securities CORP.
July 1997 - August 2004 · 7 yrs 1 mo
Associated Planners Investment Advisory INC
July 1994 - August 2004 · 10 yrs 1 mo
Associated Securities CORP.Broker
July 1990 - August 2004 · 14 yrs 1 mo
Invest Financial CorporationBroker
March 1990 - July 1990 · 4 mos
First Empire Securities, INC.Broker
June 1986 - April 1990 · 3 yrs 10 mos
State Registrations2 states
AZIA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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