Scott Posner is a CFP-designated registered investment advisor at Edward Jones, based in St James, NY, with 37 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
542 North Country Rd Suite A, St James, NY, 11780
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2013Customer Dispute
August 2002Other Business Activities
Scott is the President and Chairman of the Board for the St. James Chamber of Commerce, facilitating meetings and running chamber activities. He also owns DRJ Property LLC, a rental property business, but has no responsibilities and dedicates minimal time to it.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
Princor Financial Services CorporationBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Dean Witter Reynolds INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.