Gregory Paine
Gregory Paine is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Puyallup, WA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Puyallup, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory operates under the DBA Paine Financial Services for his LPL business. He also has an insurance agency, Joseph A. Paine, Inc. DBA: Gus Paine Insurance Benefit Services, and sells fixed insurance. Finally, Gregory is involved with Oasis de Caroleta, dedicating a few hours per week to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Intersecurities, INC.Broker
Federation for Financial IndependenceBroker
Berkshire Equity Sales, INC.Broker
Reliastar Financial Marketing CORP.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.