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Harold Sanders

39 Years of Experience
Bemidji, MN
1 DisclosureBroker

Harold Sanders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bemidji, MN, with 39 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

403 4th St Nw, Ste 100, Bemidji, MN, 56601

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History

Regulatory History (1)
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Criminal
November 1980
Final Disposition
Other Business Activities

Harold owns a business at 403 4th st nw suite 100 Bemidji Minnesota since 2014, but spends no time on it. Harold also receives previously earned compensation directly from Minnesota Life since 2012.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2014 - Present · 12 yrs 4 mos
Ameriprise Financial Services, LLC
June 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.Broker
March 1991 - July 2012 · 21 yrs 4 mos
Cri Securities, LLCBroker
January 1989 - July 2012 · 23 yrs 6 mos
Mutual of Omaha Fund Management CompanyBroker
May 1986 - October 1988 · 2 yrs 5 mos
State Registrations11 states
AZCOFLIAMNMTNDSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Harold Sanders - Financial Advisor | TrueAdvisor