Richard Holt
Richard Holt is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3121 Maple Drive Ne, Suite 110, Atlanta, GA, 30305
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an agent/representative for Wealthbrook Advisors Collegiate Division, offering fixed products including various types of insurance, dedicating a few hours per week. He is also a board member of The Ivys Condominium Association, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
First Security Investments, INC.Broker
Hagar Financial CORP.Broker
The Lincoln National Life Insurance CompanyBroker
Capital Growth Management INC.Broker
Investors Brokerage Services, INC.Broker
Investech Capital CorporationBroker
Investors Brokerage Services, INC.Broker
Investors Brokerage Services, INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.