Anthony Pontes
Anthony Pontes is a registered investment advisor at Marathon Retirement Planning, based in Dublin, CA, with 38 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 116 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.25% |
Fees are negotiable for accounts over $1 million. Fees range between 0.25% and 1.25% per annum.
Fee Estimator
Location
11501 Dublin Blvd., Suite 316, Dublin, CA, 94568
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an insurance agent selling life, disability, and annuity products, dedicating minimal time to this activity. He is also a trustee of a family estate, owns Pontes Financial Group, Inc., and is the president and investment advisor of Marathon Retirement Planning, dedicating about half his time to the latter.
Employment History
Current Registrations
Marathon Retirement Planning
Previous Registrations
Arkadios CapitalBroker
Marathon Retirement Planning
Investment Architects, INC.Broker
Rice Pontes Capital, INC.
Rice Pontes Capital, INC.Broker
Linsco/private Ledger CORP.Broker
Guardian Investor Services CorporationBroker
First Affiliated Securities, INC.Broker
Pfg Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.