William Lyness
William Lyness is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2005Other Business Activities
William operates Lyness Wealth Management as a DBA for his LPL business since 2021. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
First Financial Equity Corporation
First Financial Equity CorporationBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Liberty Securities CorporationBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Landmark Brokerage Services, INC.Broker
J. T. Moran & CO., INC.Broker
M. H. Meyerson & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.