James Finkle is a registered investment advisor, based in Rifle, CO, with 31 years of industry experience.
Location
Rifle, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various insurance companies. He also works as an advisory representative of a registered investment advisor (RIA) and as an associate at Precision Wealth Advisors, LLC, dedicating nearly full-time hours to each of these investment-related roles.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Investment Advisors
Proequities, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Locust Street Securities, INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.