HG
HG

Howard Goodfriend

39 Years of Experience
Chicago, IL
Broker

Howard Goodfriend is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chicago, IL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

53 W. Jackson Boulevard, Suite 319, Chicago, IL, 60604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Howard is the owner and president of Goodfriend LLC, a support company for his Raymond James practice. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2002 - Present · 23 yrs 11 mos
Previous Registrations
Raymond James Financial Services
June 2005 - January 2009 · 3 yrs 7 mos
Bear, Stearns & CO. INC.Broker
June 1997 - June 2002 · 5 yrs
Everen Securities, INC.Broker
January 1994 - June 1997 · 3 yrs 5 mos
Lehman Brothers INC.Broker
January 1988 - January 1994 · 6 yrs
Prudential-Bache Securities INC.Broker
June 1986 - January 1988 · 1 yr 7 mos
State Registrations27 states
ALAZCACOCTFLGAILINKSKYLAMDMIMNMONCNJNMNVNYORPATXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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