MD
MD

Michael Dunnigan

39 Years of Experience
Belleville, IL
1 DisclosureBroker

Michael Dunnigan is a registered investment advisor at LPL Financial LLC, based in Belleville, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3424 S. Belt West, Belleville, IL, 62226

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Settled
Other Business Activities

Michael operates his LPL business through Trinity Financial Group, dedicating full-time hours to it. He also owns rental real estate, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Sii Investments, INC.
November 2011 - February 2018 · 6 yrs 3 mos
Sii Investments, INC.Broker
November 2011 - February 2018 · 6 yrs 3 mos
Primerica Advisors
September 2011 - November 2011 · 2 mos
PFS Investments INC.Broker
May 1986 - November 2011 · 25 yrs 6 mos
State Registrations14 states
ALARAZCOFLGAILKYMDMOMSOKTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.