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Kimberly Koenig
39 Years of Experience
Poughkeepsie, NY
1 DisclosureBroker
Kimberly Koenig is a registered investment advisor at Morgan Stanley, based in Poughkeepsie, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Beechwood Office Park., 2678 South Road, Poughkeepsie, NY, 12601
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2012Denied
Other Business Activities
Kimberly is a notary, a role she has maintained for over thirty years. She also serves on the finance committee for The United States Aikido Federation, dedicating minimal time outside of business hours to administrative, accounting, and business development tasks.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1986 - July 1993 · 7 yrs 2 mos
State Registrations37 states
ARAZCACOCTDCDEFLGAIAIDILINLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.