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Kathleen Kernan

29 Years of Experience
Belleville, IL
Broker

Kathleen Kernan is a registered investment advisor at Raymond James & Associates, INC., based in Belleville, IL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

23 Public Square, Suite 450, Belleville, IL, 62260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathleen is involved in rental real estate through Galway Properties since 2013. This investment-related activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
March 2009 - February 2013 · 3 yrs 11 mos
Morgan Keegan & Company, INC.
March 2009 - February 2013 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - March 2009 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2005 - March 2009 · 3 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
October 1996 - July 2005 · 8 yrs 9 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.