YM
YM
Yvonne Mcguire is a registered investment advisor at Morgan Stanley, based in Orlando, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
201 East Pine Street 11th Floor, Orlando, FL, 32801
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Regulatory History (2)
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Customer Dispute
February 2010Denied
Customer Dispute
July 2002Settled
Other Business Activities
Yvonne is a board member of Brevard Schools Foundation since 2008, dedicating minimal time. She also owns Strike Price LLC since 2023, spending minimal time during business hours and a few hours per week after hours on customer service and accounting/bookkeeping.
Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2001 - July 2019 · 17 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2001 - July 2019 · 17 yrs 9 mos
Salomon Smith Barney INC.Broker
March 1998 - July 2001 · 3 yrs 4 mos
Advest, INC.Broker
March 1995 - March 1998 · 3 yrs
Jw Charles Securities,inc.Broker
September 1994 - March 1995 · 6 mos
D. Blech & Company, IncorporatedBroker
January 1994 - October 1994 · 9 mos
Raymond James & Associates, INC.Broker
August 1991 - January 1994 · 2 yrs 5 mos
Templeton Funds Distributor, INC.Broker
July 1990 - August 1991 · 1 yr 1 mo
Oppenheimer & CO., INC.Broker
February 1988 - August 1988 · 6 mos
Tucker, Anthony & R. L. Day, INC.Broker
October 1986 - February 1988 · 1 yr 4 mos
State Registrations27 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.