Dennis Deyoung
Dennis Deyoung is a registered investment advisor at LPL Financial LLC, based in Northridge, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9301 Corbin Ave Ste 1800, Northridge, CA, 91324
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 1997Regulatory
March 1997Employment Separation After Allegations
January 1995Other Business ActivitiesSells Insurance
Dennis is an insurance agent selling accident, health, life, and variable insurance, and a real estate broker with Matador Properties, dedicating a few hours per week to the latter. He also works as a licensed tax preparer with Breard & Associates during tax season, taking about half his time during February-April.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West GroupBroker
Morgan Peabody, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Spelman & CO., INC.Broker
Griffin Financial ServicesBroker
Marketing One Securities, INC.Broker
A. F. Investments, INC.Broker
Gbs Financial CORP.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.