Nancy Cleveland is a registered investment advisor at Nbt Capital Management, INC., based in Milwaukee, WI, with 37 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 939 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedules above due to desired deviations in the standard service structure or because a prior fee schedule has been “grandfathered” due to our long-term relationship with the client.
Fee Estimator
Location
220 E. Buffalo Street Suite 301, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nbt Capital Management, INC.
Previous Registrations
Cleveland Hauswirth Investment Management
Cleveland Hauswirth Investment Management, INC.Broker
Innovative Securities, INC.Broker
Innovative Investment Advisory, INC.
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Maier/hauswirth Securities, LLCBroker
Kemper Clearing CORP.Broker
Gs2 Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.