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Kenneth Maring

Concurrent Investment Advisors, LLC
39 Years of Experience
San Diego, CA
3 Disclosures
View SEC Summary
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Kenneth Maring is a registered investment advisor at Concurrent Investment Advisors, LLC, based in San Diego, CA, with 39 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 13,277 clients with $16B in assets under management.

Concurrent Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
287 advisors
Number of Clients
13,277 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.70%
$2.0M - $3.0M1.60%
$3.0M - $5.0M1.50%
$5.0M - $7.5M1.40%
$7.5M - $10.0M1.30%
$10M+1.00%

Fees are incremental and negotiable. Clients also incur a custody, platform, and administration fee typically equal to 0.05% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12730 High Bluff Dr, Ste 160, San Diego, CA, 92130

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Denied
Regulatory
February 1991
Final
Regulatory
July 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is the owner of Great Basin Asset Management, a support company, since April 2024. He spends minimal time on this activity during trading hours.

Employment History
Current Registrations
Concurrent Investment Advisors, LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
February 2017 - April 2024 · 7 yrs 2 mos
Morgan Stanley
February 2017 - April 2024 · 7 yrs 2 mos
Wells Fargo Clearing Services, LLC
February 2008 - February 2017 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
February 2008 - February 2017 · 9 yrs
Morgan Stanley & CO., IncorporatedBroker
April 2007 - February 2008 · 10 mos
Morgan Stanley & CO., Incorporated
April 2007 - February 2008 · 10 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
Salomon Smith Barney INC.
July 1997 - March 2003 · 5 yrs 8 mos
Salomon Smith Barney INC.Broker
September 1994 - March 2003 · 8 yrs 6 mos
Dean Witter Reynolds INC.Broker
May 1990 - September 1994 · 4 yrs 4 mos
Shearson Lehman Hutton INC.Broker
June 1988 - May 1990 · 1 yr 11 mos
Private Securities Network, INC.Broker
October 1986 - July 1988 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1986 - June 1988 · 1 yr 8 mos
State Registrations3 states
CANVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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