Lou Athanas is a registered investment advisor at Morgan Stanley, based in Gilford, NH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Decamp Fincl Center, 14 Country Club Rd, Gilford, NH, 03246
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Regulatory History (2)
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Customer Dispute
October 2004Settled
Customer Dispute
February 1990Settled
Other Business Activities
Lou is a board member of the Gilford Educational Endowment Fund in New Hampshire since 2008. This involves minimal time outside of business hours and includes check signing/funds disbursements.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2002 - April 2007 · 5 yrs 1 mo
Morgan Stanley Dw INC.Broker
August 1994 - April 2007 · 12 yrs 8 mos
Prudential Securities IncorporatedBroker
April 1989 - July 1994 · 5 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1986 - April 1989 · 2 yrs 8 mos
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.