Lou Athanas is a registered investment advisor at Morgan Stanley, based in Gilford, NH, with 40 years of industry experience. Lou is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
Decamp Fincl Center, 14 Country Club Rd, Gilford, NH, 03246
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2004Customer Dispute
February 1990Other Business Activities
Lou is a board member of the Gilford Educational Endowment Fund in New Hampshire since 2008. This involves minimal time outside of business hours and includes check signing/funds disbursements.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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