Ralph Hicks
Ralph Hicks is a ChFC-designated registered investment advisor at Oakmont Advisory Group, LLC, based in Albuquerque, NM, with 37 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 491 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 0.95% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.45% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. Oakmont Advisory Group may direct clients to Signal Advisors Wealth, LLC, where the total client fee includes Oakmont's fee and a platform fee.
Fee Estimator
Location
2001 Carlisle Blvd Ne, Suite D, Albuquerque, NM, 87110-4939
Get directionsHistory
Regulatory History (2)
Regulatory
March 2013Customer Dispute
March 2011Other Business ActivitiesSells Insurance
Ralph is a managing member of Oakmont Insurance, LLC since 2005, initially associated with Diversified Financial as an owner selling accident, health, and life insurance. Ralph also owns Lowkey Holdings, LLC, a real estate holding company, dedicating minimal time outside trading hours to managing the property.
Employment History
Current Registrations
Oakmont Advisory Group, LLC
Previous Registrations
First Heartland Capital, INC.Broker
First Heartland Capital, INC.Broker
New England SecuritiesBroker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.