Robert Ellis is a registered investment advisor, based in Buffalo, NY, with 39 years of industry experience.
Location
Buffalo, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is the Chairman & Founder of Ellis Legacy Advisors, LLC, and an independent contractor and financial advisor for Noble Wealth Partners and Noble Wealth Partners Inc., dedicating about half of his time to each. He also works as a broker for Specific Solutions, LLC, selling fixed annuities and non-variable life insurance, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Private Advisor Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Ic Advisory Services, INC.
The Investment Center, INC.
The Investment Center, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.