James Rehak
James Rehak is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
441 East Avenue, Rochester, NY, 14607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a board member for Challenge Manufacturing Company and Buffalo State College Foundation, dedicating minimal time to each. He also works full-time as a partner at Lawley, LLC and Georgetown Lawley Group, and as a Managing Director at Lawley Retirement Advisors, LLC, as well as owning rental property.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lawley Retirement Advisors
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
New England Securities CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.