RK
RK

Roger Knouse

39 Years of Experience
Mount Pleasant, PA
Broker

Roger Knouse is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mount Pleasant, PA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1 Braddock Road Avenue Suite 2B Mount Pleasant, P, Suite 2B, Mount Pleasant, PA, 15666

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Roger provides seasonal tax preparation services to relatives, friends, and Raymond James Financial (RJF) clients, using tax return software. This takes about 10-20% of his time, with minimal time spent during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
April 1999 - Present · 27 yrs 1 mo
Previous Registrations
Raymond James Financial Services
August 2000 - January 2009 · 8 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 1993 - April 1999 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1986 - April 1993 · 6 yrs 10 mos
State Registrations8 states
AZCAFLHINYPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roger Knouse - Financial Advisor | TrueAdvisor