Janis Dunworth
Janis Dunworth is a registered investment advisor at MML Investors Services, LLC, based in Amherst, NY, with 33 years of industry experience. Janis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
300 Corporate Pkwy, Suite 216N, Amherst, NY, 14226
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2008Other Business ActivitiesSells Insurance
Janis is an insurance agent at Resource Health Advisors of NY State LLC, focusing on Medicare planning and dedicating minimal time to it. She is also the sole incorporator of J Dunworth Consulting Inc, mainly used for payroll purposes, which requires minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
M&t Securities, INC.Broker
Liberty Securities CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.