Diane Lindsay
Diane Lindsay is a registered investment advisor at Osaic Wealth, INC., based in Goshen, NY, with 39 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2354 State Route 17A, Goshen, NY, 10924
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane is involved in several business activities, including disability insurance sales, fixed life and fixed annuity sales, marketing for Select Wealth Partners, and managing client investments as an Investment Advisor Representative. She also works as a CPA providing tax preparation and accounting services, dedicating about half of her time to advisory investment services.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Mutual Service CorporationBroker
First Investors CorporationBroker
State Registrations14 states
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