Theresa Sims
Theresa Sims is a registered investment advisor at Cetera Investment Advisers LLC, based in Baden, PA, with 15 years of industry experience. Theresa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1625 Beaver Road, Baden, PA, 15005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Theresa is a real estate agent with RE/MAX Select Realty, selling real estate as an independent contractor. She also sells fixed life insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Fifth Third Securities, INC.Broker
Nylife Securities LLCBroker
The Huntington Investment Company
The Huntington Investment CompanyBroker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.