Valerie Harrison
Valerie Harrison is a registered investment advisor at LPL Financial LLC, based in Santa Barbara, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Barbara, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Valerie receives residuals from Transamerica term life insurance policies and sells term insurance and long-term care policies, dedicating minimal time to these activities. She also does business under the DBA Solutions Wealth Management, LLC, focusing on long-term care and fixed annuities, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Hamilton, Williams & CO., INC.Broker
Great Western Financial Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Transamerica Financial Resources, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.