Marshall Rosen
Marshall Rosen is a registered investment advisor at Osaic Wealth, INC., based in Lantana, FL, with 39 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1111 Hypoluxo Rd., Suite 206, Lantana, FL, 33462
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Regulatory History (1)
Customer Dispute
March 2015Other Business ActivitiesSells Insurance
Marshall is involved in numerous business activities, including serving as COO of Creative Financial Network and as a manager at AmeriLife, each taking up a full-time commitment. He also has roles in various LLCs related to property management, holdings, and marketing, as well as serving as treasurer for a homeowners association.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.