John Finn
John Finn is a registered investment advisor at LPL Financial LLC, based in Middletown, RI, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
850 Aquidneck Ave, Suite A4, Middletown, RI, 02842
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells non-variable insurance products, including life, disability, long-term care, and fixed annuities, dedicating minimal time to this activity. He also operates under the DBAs Finn Wealth Management and Finn & Meehan Wealth Management for his LPL business, spending full-time hours providing financial and investment advice.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.