James Peebles
James Peebles is a registered investment advisor at Financial Security Solutions, CORP., based in Newport Beach, CA, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 87 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Security Solutions Corp. refers clients to third-party investment managers. The third-party managers pay Financial Security Solutions Corp. a portion of the investment advisory fee that they charge you for managing your account. The maximum annual advisory fee charged by Financial Security Solutions Corp. will not exceed 1.00%. However, the combined advisory fees charged by Financial Security Solutions Corp. and the third-party manager may be as high as 2.00%.
Location
4299 Macarthur Blvd., Ste 204, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA providing tax, bookkeeping, and accounting services, dedicating nearly full-time to this. He also sells fixed life and health insurance, spending minimal time on this activity, and is an investment advisor taking about 10-20% of his time. Finally, James owns rental real estate, spending minimal time on this.
Employment History
Current Registrations
Financial Security Solutions, CORP.
Osaic Wealth, INC.Broker
Previous Registrations
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.