TrueAdvisor
TrueAdvisor
GK
GK

Glen Katz

Wells Fargo Advisors
32 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Glen Katz is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

14624 N Scottsdale Rd, Ste 100, Scottsdale, AZ, 85254

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1987
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Glen owns rental property in Scottsdale and Katzeyeview, LLC, and is the successor trustee for the Strugatsky Trust. He also serves as president of the Chaparral HOA, attending meetings to address resident concerns.

Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2012 - November 2023 · 11 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2012 - November 2023 · 11 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley
October 2002 - February 2005 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 1994 - April 2007 · 12 yrs 4 mos
Jp Michael CO.Broker
October 1987 - January 1988 · 3 mos
Kettler & CompanyBroker
May 1986 - December 1986 · 7 mos
State Registrations19 states
AZCACOFLGAIAIDILMDMIMNMTNCNVNYORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →