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Mark Stevens

39 Years of Experience
Orchard Park, NY
1 DisclosureBrokerSells Insurance

Mark Stevens is a registered investment advisor, based in Orchard Park, NY, with 39 years of industry experience.

Location

4313 South Buffalo St., Orchard Park, NY, 14127

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History

Regulatory History (1)
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Customer Dispute
September 2003
Denied
Other Business ActivitiesSells Insurance

Mark works as an advisory representative of an RIA, dedicating full-time hours to this role, with a significant portion spent on trading. He is also an independent insurance agent for various companies and spends minimal time on acting/modeling.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2023 - Present · 2 yrs 10 mos
Cambridge Investment Research, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Fsc Securities Corporation
November 2007 - July 2023 · 15 yrs 8 mos
Fsc Securities CorporationBroker
November 2007 - July 2023 · 15 yrs 8 mos
Royal Alliance Associates, INC.Broker
June 1994 - November 2007 · 13 yrs 5 mos
Metlife Securities INC.Broker
October 1986 - May 1994 · 7 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
October 1986 - May 1994 · 7 yrs 7 mos
State Registrations5 states
FLINNYOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Stevens - Financial Advisor | TrueAdvisor