Steven Norris is a registered investment advisor at Morgan Stanley, based in Hartford, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
225 Asylum Street, 14th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is a trustee for Lea's Foundation for Leukemia Research (non-investment related) and an investment committee member for the same foundation (investment related), spending a few hours per week on these activities. He is also a board member for Easter Seals Capitol Region and Eastern CT, dedicating minimal time each month.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, LLCBroker
Ust Securities CORP.Broker
Ust Financial Services CORP.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.