TC
TC
Thomas Cifelli is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2000Settled
Other Business Activities
Thomas is a part owner in a real estate venture since 2016. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
November 2013 - Present · 12 yrs 8 mos
Morgan StanleyBroker
November 2013 - Present · 12 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2010 - November 2013 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1986 - November 2013 · 27 yrs 4 mos
State Registrations13 states
CACTDEFLMDNCNJNVNYORPASCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.