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Timothy Disparte
39 Years of Experience
Chicago, IL
1 DisclosureBroker
Timothy Disparte is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
120 S Riverside Plaza, Suite 700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Settled
Other Business Activities
Timothy owns rental real estate property since October 2024, dedicating a few hours per week to this business. This activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Howe Barnes Capital Management, INC.
September 2008 - November 2009 · 1 yr 2 mos
Howe Barnes Hoefer & Arnett, INC.Broker
August 2008 - July 2011 · 2 yrs 11 mos
RBC Capital Markets Corporation
April 2002 - September 2008 · 6 yrs 5 mos
RBC Capital Markets CorporationBroker
January 2001 - September 2008 · 7 yrs 8 mos
Abn Amro IncorporatedBroker
January 1997 - January 2001 · 4 yrs
The Chicago CorporationBroker
November 1995 - January 1997 · 1 yr 2 mos
Gruntal & CO. IncorporatedBroker
January 1990 - November 1995 · 5 yrs 10 mos
J. T. Moran & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
Sherwood Capital, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
First Jersey Securities, INC.Broker
June 1986 - January 1987 · 7 mos
State Registrations19 states
AZCACOCTFLILINMAMIMNMONYOKPATXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.