AM
AM

Anthony Manning

39 Years of Experience
Edmond, OK
Broker

Anthony Manning is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

2424 N Broadway #442, Edmond, OK, 73034

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony is the secretary of the board of directors for OCUSA/Water Utility since 2012. He also owns Heartland Raw Resources, a retail sales business, dedicating a few hours per week to it.

Employment History
Current Registrations
LPL Financial LLC
December 2012 - Present · 13 yrs 5 mos
LPL Financial LLC
December 2012 - Present · 13 yrs 5 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2012 · 3 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2012 · 3 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Wachovia Securities, LLC
July 2003 - March 2007 · 3 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2007 · 3 yrs 8 mos
Prudential Securities Incorporated
December 1987 - July 2003 · 15 yrs 7 mos
Prudential Securities IncorporatedBroker
December 1987 - July 2003 · 15 yrs 7 mos
E. F. Hutton & Company INCBroker
June 1986 - January 1988 · 1 yr 7 mos
State Registrations4 states
COKSOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.